FACTS

What does Futu Inc. do with your personal information?

WHY

We are required to tell you how we collect, share and protect your personal information. We may share some of your personal financial information as described in this Notice. Federal law gives consumers the right to limit some but not all sharing of their personal information. Please read this Notice carefully.

WHAT

We may collect the following personal information:

  • Social security number
  • Address and contact information
  • Assets and income
  • Risk tolerance and investment objectives
  • Account balances and transaction history.

HOW

All financial companies need to share customer personal information in order to run their business. In the section below, we list the reasons we might share your information, whether we do anticipate sharing your personal information for such purpose and whether or not you can limit our sharing.

REASONS WE CAN SHARE YOUR PERSONAL INFORMATION DOES FUTU SHARE? CAN YOU LIMIT THIS SHARING?
For our everyday business purposes – Such as to process your transactions, maintain your accounts and respond to legal orders Yes No
For our marketing purposes – To offer our financial products and services Yes No
For joint marketing with other financial companies No We don’t share
For our affiliates’ everyday business purposes, such as opening an account with our overseas affiliates We only share with your consent Yes
For our affiliates’ to market their products or services to you We only share with your consent Yes
For non-affiliates to market to you No We don’t share
WHO WE ARE
Who is providing this notice? Futu Inc.
WHAT WE DO
How does Futu protect my personal information? To protect your personal information from unauthorized access, we use a variety of measures designed to comply with federal law. Such measures include both proprietary and commercially available software and encryption programs. We also train our personnel on procedures and protocols to enhance protection against unauthorized access.
How does Futu collect my personal information? We collect your personal information when you open an account with us. During the account opening process, we may contact third parties to verify the personal information you provide to us. We may collect additional personal information about your financial accounts when you transmit payment for securities purchased through us.
Why can’t I limit all sharing? Federal law only authorizes you to limit sharing with our affiliates and with third parties.
DEFINITIONS
Affiliates Companies related to us through common ownership or control.
Nonaffiliates Companies not related to us.
Joint marketing An agreement between nonaffiliated companies to jointly market their services or products to consumers. Futu does not engage in joint marketing with nonaffiliated companies.